Xiaoming Duan
About Xiaoming Duan
Xiaoming Duan is a legal and compliance professional with extensive experience in the finance and technology sectors. He has held positions at notable firms including Deutsche Bank, JPMorgan Chase, and Squarepoint Capital, and has advanced degrees in management, law, and computer information systems.
Current Role at Squarepoint Capital
Xiaoming Duan has been serving in the role of Legal and Compliance at Squarepoint Capital since 2017. This position is based in New York, New York, where he oversees compliance-related matters within the organization. His responsibilities include ensuring adherence to legal regulations and internal policies, contributing to the firm's operational integrity.
Previous Experience in Compliance
Prior to his current role, Xiaoming Duan worked as Broker-dealer Compliance at JPMorgan Chase & Co. from 2011 to 2015. He also held a similar position at Deutsche Bank from 2015 to 2017. In these roles, he focused on compliance issues related to broker-dealer operations, enhancing regulatory adherence within the financial services sector.
Background in Software Development
Xiaoming Duan began his career in software development at Warburg Pincus LLC, where he worked from 2007 to 2010. This role was based in New York, New York, and involved developing software solutions that supported the firm’s investment operations. His technical background complements his legal expertise in compliance.
Education and Academic Qualifications
Xiaoming Duan holds a Doctor of Jurisprudence from Seton Hall University School of Law. He also earned a Master's degree in Management from Temple University. Additionally, he completed a Bachelor's degree in Computer Information Systems at Idaho State University College of Business. This diverse educational background provides a solid foundation for his roles in both compliance and technology.
Experience in Product Development
Before entering the compliance field, Xiaoming Duan worked in product development at Siemens from 2005 to 2007 in Munich, Bavaria, Germany. This role involved contributing to the development of products, which provided him with insights into the operational aspects of technology and engineering.