Roxanne Cardenas, IACCP
About Roxanne Cardenas, IACCP
Roxanne Cardenas, IACCP, is a Compliance Manager with extensive experience in the financial services industry, currently residing in Milpitas with her family.
Professional Background
Roxanne Cardenas has been active in the financial services industry since 2007. She began her career as a Client Service Associate and Client Operations Specialist for Fisher Investments' U.K. division based in San Mateo. In 2012, she transitioned to Summitry, continuing her professional journey in various capacities. With extensive experience in compliance and client services, Roxanne has built a solid reputation in the industry.
Role as Compliance Manager
Roxanne Cardenas holds the title of Compliance Manager. Her role involves ensuring that her organization adheres to regulatory requirements and industry standards. With a background that includes pivotal roles focused on client operations and services, Roxanne brings a comprehensive understanding of compliance issues within the financial services sector.
Achievements in Financial Services
At the age of 21, Roxanne Cardenas made a significant personal investment by purchasing an investment property, demonstrating early financial acumen. Just a year later, she was promoted to Branch Operations Manager at one of her previous employers. This achievement is notable, as she was one of the youngest individuals to attain such a position in a company employing over 10,000 people nationwide.
Personal Life and Interests
Roxanne Cardenas resides in Milpitas with her husband, daughter, and son. Outside of her professional life, she enjoys spending time at the beach, traveling, and playing volleyball. These activities reflect her active and adventurous spirit, providing a balanced approach to her career and personal interests.