Yi Chen
About Yi Chen
Yi Chen serves as the Head of China Compliance at Systematica Investments, bringing extensive experience in compliance within the asset management industry. With a background that includes roles at PwC, Aberdeen Standard Investments, and BNY Mellon, Chen has developed a strong understanding of regulatory practices in China.
Work at Systematica Investments
Currently, Yi Chen serves as the Head of China Compliance at Systematica Investments, a position held since 2020. In this role, Yi is responsible for overseeing compliance functions specific to the Chinese market. This includes ensuring adherence to local regulations and internal policies, as well as managing compliance risks associated with the firm's operations in China. Yi's leadership in this role is pivotal for maintaining the firm's integrity and regulatory compliance in a complex financial landscape.
Previous Experience in Compliance
Before joining Systematica Investments, Yi Chen held several significant positions in compliance within the asset management industry. From 2018 to 2020, Yi worked as a Compliance Manager at Aberdeen Standard Investments, where responsibilities included managing compliance frameworks and ensuring regulatory adherence. Prior to that, Yi served as Compliance Director and Company Supervisor at BNY Mellon Western Fund Management Company from 2009 to 2014, focusing on compliance oversight and governance. Yi began their career as a Senior Associate at PwC from 2005 to 2009, gaining valuable experience in professional services.
Education and Expertise
Yi Chen obtained a Bachelor's degree from Shanghai University of Finance and Economics, completing the program from 2001 to 2005. This educational background provided a strong foundation in finance and compliance, which has been instrumental in Yi's career in the asset management sector. Yi possesses extensive knowledge of laws, regulations, and practices governing the asset management industry in China, contributing to effective compliance strategies and risk management.
Background in Compliance and Leadership
Yi Chen has a unique blend of experience in both internal compliance and external professional services within the asset management industry. This diverse background enables Yi to navigate complex regulatory environments effectively. Yi demonstrates strong leadership and communication skills, fostering team spirit in compliance roles. This ability to lead and communicate effectively is essential for driving compliance initiatives and ensuring team alignment with regulatory requirements.