Thomas Kingston
About Thomas Kingston
Thomas Kingston is a UK Compliance Manager with extensive experience in compliance roles across various organizations. He has worked at Capital On Tap since 2021 and previously held positions at Link Group and other firms, while also holding relevant qualifications in law and compliance.
Current Role as UK Compliance Manager
Thomas Kingston serves as the UK Compliance Manager at Capital On Tap, a position he has held since 2021. In this role, he oversees compliance operations and ensures adherence to regulatory standards within the organization. His experience in compliance management is supported by his previous roles in the field, contributing to his expertise in navigating complex regulatory environments.
Previous Experience in Compliance
Before his current role, Thomas Kingston worked as a Senior Compliance Officer at Capital On Tap from 2018 to 2021. His earlier experience includes serving as a Compliance Associate at Link Group from 2016 to 2018 and as an AML, Risk & Compliance Assistant at King & Wood Mallesons in 2015. These roles provided him with a solid foundation in compliance and risk management.
Educational Background in Law and Compliance
Thomas Kingston has a comprehensive educational background in law and compliance. He earned a Bachelor of Laws (LLB) from the University of Kent, completing his studies from 2007 to 2010. Additionally, he obtained a Law Clerk Diploma from Seneca College of Applied Arts and Technology in 2013. He furthered his qualifications with a CISI Level 3 Certificate in Investment Operations from the Chartered Institute for Securities & Investment in 2017.
Certifications in Financial Regulations
In addition to his academic qualifications, Thomas Kingston has obtained relevant certifications in financial regulations. He achieved the MiFIR Transaction Reporting Foundation Certificate from the London Stock Exchange Group in 2017. These certifications enhance his understanding of compliance requirements within the financial sector.
Early Career Experience
Thomas Kingston began his career with various roles that laid the groundwork for his compliance expertise. He worked as a Due Diligence Administrator at the Network of Angel Organizations - Ontario in 2014 and as a Temporary Legal Assistant at Furley Page Solicitors the same year. He also held a position as an Anti Money Laundering Associate at Fidelity Worldwide Investment in 2015.