Betzaly Wood

Betzaly Wood

Senior Specialist Compliance, Licensing & Registration @ TD Ameritrade

About Betzaly Wood

Betzaly Wood is a Senior Specialist in Compliance, Licensing & Registration at TD Ameritrade and Manager of Compliance Disclosures at Charles Schwab, with over 20 years of experience in communications and 10 years in the finance industry.

Current Role at Charles Schwab

Betzaly Wood currently holds the position of Manager Compliance Disclosures at Charles Schwab. She has been with the company since 2021. In this role, she is responsible for managing compliance disclosures, ensuring that all regulatory requirements are met and that the company's policies and procedures are adhered to.

Senior Specialist at TD Ameritrade

Since 2018, Betzaly Wood has been working as a Senior Specialist in Compliance, Licensing & Registration at TD Ameritrade in the Dallas/Fort Worth Area. Her responsibilities include overseeing compliance-related activities, handling licensing and registration processes, and ensuring adherence to regulatory guidelines.

Previous Roles at TD Ameritrade

Betzaly Wood has held various positions at TD Ameritrade before her current role. From 2014 to 2018, she served as Team Manager Financial Services (Bilingual Spanish/English) in Fort Worth, Texas. Prior to that, she was a Reorganization Analyst from 2012 to 2014 and a Bilingual Financial Representative from 2010 to 2012.

Early Career in Media and Entertainment

Before transitioning to finance, Betzaly Wood worked in the media and entertainment industry. She held roles at Sony Entertainment Television as AXN Television Programming Scheduler/Looger from 2005 to 2007 and at HBO Latin America as E! Entertainment Television Channel Traffic & Productions Support Files Assistant from 1998 to 2005.

Educational Background

Betzaly Wood holds a B.A. in Communications from Universidad Católica Andrés Bello, where she studied from 1991 to 1996. She also earned a Certificate in Business from The University of Dallas, where she studied from 2007 to 2008.

Skills and Experience

With over 20 years of experience in communications and more than a decade in the finance industry, Betzaly Wood brings a wealth of knowledge to her role. She is bilingual in English and Spanish and possesses excellent communication, organizational, and time management skills. Her strong focus on building relationships and her achievement-oriented approach make her an effective leader capable of working well in integrated teams.

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