Brendan Summary, MBA
About Brendan Summary, MBA
Brendan Summary, MBA, is a Technology Compliance Manager at TD Ameritrade with extensive experience in compliance roles within the financial industry in the Greater St. Louis Area.
Professional Title
Brendan Summary currently holds the position of Technology Compliance Manager at TD Ameritrade. This role entails overseeing technology compliance within the company, ensuring adherence to industry standards and regulatory requirements. His tenure at TD Ameritrade began in 2019.
Career at TD Ameritrade
Before his current role as Technology Compliance Manager, Brendan Summary worked as a Compliance Program Manager at TD Ameritrade from 2018 to 2019. In both roles, he focused on maintaining compliance standards and managing regulatory programs. His experience at TD Ameritrade spans several key compliance-related positions, reflecting his deep expertise in this area.
Career at Scottrade
Brendan Summary had a significant tenure at Scottrade, holding various positions from 2008 to 2018. Starting as a Compliance Intern, he progressed through roles including Compliance Research Associate, Senior Compliance Examiner, and Compliance IT Services Manager. Each role was critical in developing his comprehensive understanding of compliance and regulatory requirements within the financial sector.
Educational Background
Brendan Summary achieved his MBA in Finance and Management from the University of Saint Louis Missouri, studying there from 2006 to 2008. Prior to that, he earned a Bachelor's Degree in Finance and Economics from McKendree College, where he studied from 2002 to 2006. His academic background has equipped him with essential knowledge and skills for his career in compliance.
Expertise and Skills
Brendan Summary has expertise in technology compliance, utilizing tools such as Microsoft Works, CRI, Pinnacle, SharePoint, Word, Excel, PowerPoint, InfoPath, and Access. His skills are supported by his membership in FINRA and SIPC, indicating a solid foundation in financial industry regulations and compliance. His extensive experience in the Greater St. Louis Area further anchors his proficiency in compliance matters.