Crcp Will Martin
About Crcp Will Martin
Will Martin is the Senior Manager of Trading Regulations at TD Ameritrade, specializing in compliance and supervision with extensive experience in the financial industry.
Company
Crcp Will Martin currently works at TD Ameritrade. Since December 2014, he has been a key part of the company, serving as the Senior Manager for Trading Regulations. He is based in Omaha, Nebraska, United States. TD Ameritrade is known for its commitment to serving Registered Investment Advisors (RIAs) and their clients. Martin's role supports this mission through his expertise in trading regulations and compliance.
Title
Crcp Will Martin holds the position of Senior Manager, Trading Regulations at TD Ameritrade. He has been in this role since December 2014. His work involves ensuring compliance within the trading operations, a crucial aspect for maintaining regulatory standards and promoting fair trading practices.
Education and Expertise
Crcp Will Martin has a robust academic background with degrees from multiple prestigious institutions. He earned a Master of Business Administration (MBA) in Finance from Texas A&M University-Commerce in 2002 and a Bachelor of Science in Economics from Oklahoma State University in 1997. He also attended The Wharton School in 2012. Martin holds several FINRA certifications, including Series 4, 7, 9, 10, 24, 27, 53, 55(57), 63, 65, 87, and 99, reflecting his extensive expertise in compliance, supervision, trading, investment advisory, equities, futures, options, and fixed income.
Background
Crcp Will Martin has a comprehensive background in compliance and trading regulations. Before joining TD Ameritrade, he held several key positions. At Esposito Securities, he was the Chief Compliance Officer from 2011 to 2014 and from 2007 to 2009. He also worked at First Southwest Company as a Compliance Officer from 2009 to 2010 and at the Stanford Group Company from 2003 to 2005 in similar roles. His career began at Southwest Securities, where he served as Compliance Manager and Vice President from 2000 to 2006 in Dallas, Texas. This extensive experience has equipped Martin with the skills needed to navigate the complex field of trading regulations.
Achievements
Crcp Will Martin's career is marked by significant certifications and roles that underscore his expertise in trading regulations. Holding multiple FINRA certifications, Martin has demonstrated his proficiency in various areas of financial compliance and trading. His career progression, from Compliance Officer roles to Chief Compliance Officer and finally to Senior Manager at TD Ameritrade, highlights his growth and contribution to the field. His academic achievements, coupled with his professional certifications, establish him as a knowledgeable and experienced professional in trading regulations and compliance.