Felix Zayas
About Felix Zayas
Felix Zayas is the Director of Trading Regulations Risk Analysis at TD Ameritrade, providing strategic guidance on regulatory policies and collaborating with compliance and legal teams.
Current Role at TD Ameritrade
Felix Zayas is presently fulfilling the role of Director of Trading Regulations Risk Analysis at TD Ameritrade. In this capacity, he provides strategic guidance on regulatory policies specifically impacting the Financial Markets Services Group. His responsibilities include collaboration with compliance and legal teams to address regulatory inquiries, audits, and examinations focused on SEC and FINRA regulations. Felix has been with TD Ameritrade since 2012, operating from the Dallas/Fort Worth area.
Career at NYSE Euronext
Before his tenure at TD Ameritrade, Felix Zayas served as Director of Trade Operations & Support at NYSE Euronext. He held this role from 2005 to 2010, a period of five years. During his time at NYSE Euronext, he was involved in managing and supporting trade operations, contributing significantly to the organization's efficiency in handling trade activities.
Experience at Archipelago
Felix Zayas worked at Archipelago as Director of Trade Operations & Support from 2003 to 2005, a span of two years. This position was notable as Archipelago was later acquired by NYSE in 2005. His work focused on the management and operational support of trading activities, ensuring smooth and regulated trade operations.
Role at GlobeNet Capital Corp.
Prior to his role at Archipelago, Felix Zayas was employed at GlobeNet Capital Corp. from 2000 to 2003, also as Director of Trade Operations & Support. His three-year tenure ended when the company was acquired by Archipelago. Felix's responsibilities included overseeing trade operations and ensuring compliance with financial regulations, which positioned him well for the subsequent acquisition and transition period.
Early Career at Charles Schwab
Felix Zayas began his career as a Senior Trade Support Representative at Charles Schwab, where he worked from 1995 to 2000 for a total of five years. In this role, he provided critical support for trade activities, ensuring customer satisfaction and regulatory compliance. This foundational experience honed his skills in trade operations and customer support in the financial industry.
Educational Background
Felix studied at Seminole State University and the University of Central Florida. Though the exact duration of his studies in 1970 is not provided, these institutions provided a basis for his knowledge and expertise in financial markets and regulatory policies.