Jason Widhalm
About Jason Widhalm
Jason Widhalm is the Manager of Regulatory Reporting at TD Ameritrade and has extensive experience in finance and client services.
Manager Regulatory Reporting at TD Ameritrade
Jason Widhalm has served as the Manager of Regulatory Reporting at TD Ameritrade since 2020. In this role, he oversees the regulatory reporting processes to ensure compliance with financial regulations. His responsibilities likely include managing the filings, developing compliance strategies, and liaising with regulatory bodies. His comprehensive background in finance and client services enhances his effectiveness in this regulatory role.
New Account and Option Principal at TD Ameritrade
Before becoming the Manager of Regulatory Reporting, Jason Widhalm worked as a New Account and Option Principal at TD Ameritrade from 2007 to 2020. During his 13-year tenure in this position, he was responsible for managing new accounts and overseeing options trading activities. His role would have required a deep understanding of market mechanics and regulatory requirements, ensuring new accounts were compliant with industry standards.
Senior Broker and Client Services at TD Ameritrade
Jason Widhalm worked as Senior Broker and Client Services professional at TD Ameritrade from 2005 to 2007. In this role, he provided brokerage services and support to clients. His responsibilities would have included executing trades, offering investment advice, and ensuring high levels of customer satisfaction. This role required strong communication skills and an in-depth understanding of financial products.
Operations Clerk at Wells Fargo
Prior to joining TD Ameritrade, Jason Widhalm worked at Wells Fargo as an Operations Clerk from 2002 to 2005. In this capacity, he was involved in various operational tasks that supported the banking functions. His responsibilities likely included processing transactions, maintaining records, and ensuring the accuracy and efficiency of day-to-day operations, thereby providing essential support to the banking teams.
Education in Business Finance and Banking
Jason Widhalm holds a Bachelor of Science degree in Business Finance from the University of Nebraska at Omaha. He attended the university from 1999 to 2003, focusing on Banking and Investment Science. This educational background equipped him with a solid foundation in financial principles, investment strategies, and the banking sector, which has been instrumental throughout his career in financial services.