Jaspreet Kahlon

Jaspreet Kahlon

Regulatory Response Analyst Ii @ TD Ameritrade

About Jaspreet Kahlon

Jaspreet Kahlon is a Regulatory Response Analyst II at TD Ameritrade and a Regulatory Analyst L3 at Scottrade, with past experience as an Associate Financial Manager/Mortgage Banker at American Lending Group, Inc.

Current Position at TD Ameritrade

Jaspreet Kahlon has been employed at TD Ameritrade since 2018 as a Regulatory Response Analyst II. In this role, she is responsible for preparing and filing regulatory responses, ensuring compliance with relevant financial regulations, and liaising with regulatory bodies. Her position is based in the Greater St. Louis Area, where she plays a key part in maintaining the firm's adherence to regulatory standards.

Previous Role at Scottrade

Before her current role, Jaspreet Kahlon worked for Scottrade as a Regulatory Analyst L3 from 2008 to an unclear date in the Greater St. Louis Area. In this role, she was involved in analyzing regulatory requirements, coordinating with different departments to ensure compliance, and addressing regulatory issues. This position helped further her expertise in the regulatory field.

Early Career at American Lending Group, Inc.

Jaspreet Kahlon's early professional career includes a role at American Lending Group, Inc. where she served as an Associate Financial Manager/Mortgage Banker from 2006 to 2008. During this period, she was responsible for managing financial portfolios, offering mortgage banking services, and assisting clients with lending solutions. This experience laid the foundation for her subsequent career in financial and regulatory analysis.

Educational Background

Jaspreet Kahlon completed her high school education at Francis Howell Central High School from 1998 to 2002. She pursued higher education at Southeast Missouri State University, majoring in Accounting/Finance, with the completion year mentioned as 1970 which appears to be inaccurate. Her academic background has provided her with a solid foundation in finance and accounting, essential for her roles in regulatory and financial analysis.

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