Jeremy Fielder
About Jeremy Fielder
Jeremy Fielder is a Principal in Broker Dealer Supervision at TD Ameritrade with extensive experience in fraud prevention and risk management within the financial services industry.
Title and Current Position at TD Ameritrade
Jeremy Fielder is currently employed as the Principal of Broker Dealer Supervision at TD Ameritrade. He has held this position since 2017. In this role, he operates out of Omaha, Nebraska, and his responsibilities involve overseeing broker dealer activities, ensuring compliance with regulatory standards, and managing risk within the financial services sector.
Previous Experience at TD Ameritrade Institutional
Before his current role, Jeremy Fielder served in several positions at TD Ameritrade Institutional. From 2014 to 2017, he worked as a Senior Specialist in Advisor Risk Operations in Jersey City, New Jersey. He also held the position of Correspondence Review Principal from 2012 to 2014. These roles involved mitigating risk and overseeing compliance for institutional advisory services, showcasing his strong expertise in fraud prevention and risk management.
Early Career at TD Ameritrade and Other Roles
Jeremy Fielder's career at TD Ameritrade began in 2006 as a Financial Services Representative in Omaha, Nebraska. He later transitioned to roles including Senior Account Manager in Private Client Services (2007-2011) and Senior Resource Specialist (2011-2012). His early career also included positions at Gilbert Heintz & Randolph as a Project Assistant (2004-2005), as well as political campaign roles such as Field Director for Burt Cohen for U.S. Senate (2003-2004) and Field Organizer for Anne Sumers for U.S. Congress (2002).
Educational Background
Jeremy Fielder completed his Bachelor of Arts degree in Political Science and Government at the University of North Texas, graduating in 2002. His academic background in political science has provided a strong foundation for his robust career in financial services and risk management.
Skills and Expertise
Jeremy Fielder has extensive experience in fraud prevention and risk management within the financial services industry. He is proficient with Microsoft Excel, utilizing these skills in program and project management. His career is marked by a consistent focus on enhancing customer service and compliance in the banking sector.