John Novak
About John Novak
John Novak is a Senior Manager, Corporate Risk - Trader at TD Ameritrade with extensive experience in financial risk management and securities, holding multiple licenses and having worked in the Greater St. Louis Area since 2002.
Current Role at TD Ameritrade
John Novak currently holds the position of Senior Manager, Corporate Risk - Trader at TD Ameritrade. He has been in this role since 2018, contributing to the company's risk management strategies from the Greater St. Louis Area. His responsibilities likely involve overseeing corporate risk initiatives and trading activities to ensure compliance with industry standards and regulations.
Previous Experience at Scottrade
Before joining TD Ameritrade, John Novak accumulated extensive experience at Scottrade. He served as Complex Options Margin/Risk Manager from 2013 to 2018, where he focused on complex options and risk management strategies. Additionally, he held roles such as Margin & Risk Specialist (2008-2009), Trading Specialist (2004-2008), and Service Center Broker (2002-2004), demonstrating his versatility and depth of expertise in multiple aspects of trading and risk management.
Educational Background
John Novak completed his education at San Jose State University, earning a degree in Economics. He also attended Chabot College, where he studied General Education and received an Associate of Arts (AA) degree. This foundational education has equipped him with the skills necessary for his roles in the financial industry.
Professional Licenses and Certifications
John Novak holds several professional licenses, including Series 4, 7, 24, 55, 63, and 65. These licenses indicate a broad expertise in securities and investment advisory, affirming his qualifications to manage complex financial instruments and provide investment advice. His certifications underscore his comprehensive understanding of financial markets and regulatory requirements.
Expertise in Financial Risk Management
John Novak possesses extensive knowledge in complex options margin and risk management. This specialized skill set highlights his capability in financial risk assessment, crucial for ensuring stability and mitigating potential losses in trading activities. His expertise is vital for formulating effective risk management strategies and maintaining compliance with financial regulations.
Long-term Commitment to St. Louis Financial Industry
John Novak has been actively working in the Greater St. Louis Area since at least 2002. His long-term commitment to the region's financial industry underscores his dedication and contribution to the area's economic development. With over two decades of professional experience in St. Louis, he has established a solid reputation and network within the local financial community.