Kelly G. Gromoll
About Kelly G. Gromoll
Kelly G. Gromoll is an experienced sales manager and private client investment consultant at TD Ameritrade, holding multiple securities licenses and dual citizenship in the United States and the United Kingdom.
Current Role at TD Ameritrade
Kelly G. Gromoll is currently positioned as an Experienced Sales Manager - Private Client Investment Consultant for the Southwest at TD Ameritrade. She has been in this role since 2017. Her responsibilities likely include overseeing sales strategies, managing client relationships, and providing investment advice to clients in the Southwest region.
Past Roles in Financial Services
Kelly G. Gromoll has held several notable positions in the financial sector. She worked as an Independent Financial Advisor at NYLIFE Securities LLC in Scottsdale, AZ, from 2014 to 2015. Prior to that, she served as Head of High Yield and Emerging Markets Sales - Europe at BNP Paribas in London from 2001 to 2008. She also has experience with Bear Stearns & Co. in High Yield Sales in London from 1999 to 2000 and with HSBC in Fixed Income Emerging Market Sales in New York City from 1994 to 1999. Early in her career, she was the Assistant Treasurer at BHF-BANK in New York from 1990 to 1993.
Entrepreneurial Ventures
Kelly G. Gromoll has been involved in entrepreneurial activities, co-founding Terra Nova Property, LLC in Dover, Delaware. She also served as CEO and co-founder of Social Bonds from 2011 to 2014. These roles showcase her ability to lead and innovate in diverse business environments.
Educational Background
Kelly G. Gromoll holds a Master's Degree in Economics from the University at Buffalo School of Management, The State University of New York. She also holds a Bachelor’s Degree in International Studies with an emphasis on International Trade from the University at Buffalo. Additionally, she completed the Executive Corporate Finance Program at London Business School.
Professional Licenses and Certifications
Kelly G. Gromoll holds Series 7, 66, and 24 securities licenses, which qualify her to offer investment advice and manage financial portfolios. She has also been registered as an Investment Adviser Representative with Eagle Strategies LLC and as a Registered Representative with NYLIFE Securities LLC, a licensed insurance agency.
Volunteer Work with CASA
Kelly G. Gromoll volunteers as a court-appointed special advocate with CASA, where she provides a voice for children in foster care. This role involves representing the interests of children and ensuring they receive a fair chance during legal proceedings related to their welfare.