Kirk Evangeliou
About Kirk Evangeliou
Kirk Evangeliou is the Managing Director of Retail & Trader Compliance at TD Ameritrade, with extensive experience in compliance and risk management within the financial services industry.
Company
Kirk Evangeliou currently works at TD Ameritrade. His role includes being the Managing Director of Retail & Trader Compliance, acting as the Chief Compliance Officer (CCO) for both TD Ameritrade B/D and TD Ameritrade Futures & Forex LLC. He has been associated with the company in various capacities since 2011, contributing to both retail compliance and supervisory risk management.
Title
In his capacity as MD Retail & Trader Compliance, Kirk Evangeliou serves as the Chief Compliance Officer for TD Ameritrade B/D and TD Ameritrade Futures & Forex LLC. His responsibilities involve overseeing compliance and regulatory functions, ensuring the company's operations adhere to relevant financial industry standards.
Education and Expertise
Kirk Evangeliou holds a Bachelor of Science degree in Finance from Providence College, where he studied from 1990 to 1994. His expertise spans broker-dealer internal controls, supervisory structure oversight programs, and strategic planning for long-term growth. He is also skilled in vendor and project management within the financial sector.
Professional Background
Kirk Evangeliou's professional journey includes roles such as Sr Director Compliance Oversight at Fidelity Investments, Director of Advisor Compliance, and Compliance Officer at Leerink Swann & Company. Earlier in his career, he served as VP Bank Operations for Citibank Online and Manager of Brokerage Operations at Cigna Financial Services. His varied experiences have provided him with a comprehensive understanding of compliance, operations, and strategic planning in the financial services industry.
Achievements in Financial Services
Kirk Evangeliou has demonstrated success in developing Broker Dealer Internal Controls and Supervisory Structure Oversight Programs. He has played a significant role in creating and maintaining compliance, supervisory, and operations infrastructure to boost efficiency. Known for his strategic planning skills, he has effectively contributed to long-term growth within the financial services industry. His background also includes significant involvement in new business start-up organizations.