Kristina Lewis, MBA
About Kristina Lewis, MBA
Kristina Lewis, MBA, is the Manager of Vendor Relations and Project Management at TD Ameritrade with over 15 years of experience in compliance and surveillance within the financial sector.
Current Position
Kristina Lewis, MBA, currently serves as the Manager of Vendor Relations and Project Management at TD Ameritrade. She has been in this role since 2018 and operates out of the Greater St. Louis Area. In this capacity, she oversees relationships with vendors and manages various projects to ensure smooth operations.
Previous Roles
Before joining TD Ameritrade, Kristina worked at Scottrade, where she held two significant roles. From 2015 to 2018, she served as the Fixed Income Manager, a position that involved managing fixed-income securities. Prior to that, she was in the Compliance department from 2013 to 2015, focusing on ensuring adherence to regulatory standards.
Education and Licenses
Kristina obtained her Master of Business Administration (MBA) from Webster University between 2004 and 2006, focusing on Business Administration and Management. She holds several securities licenses, including Series 24 and Series 53, which indicate her expertise in financial regulations, and Series 7, 63, 9, and 10, showcasing her broad qualifications in securities trading and financial advising. She is also Agile certified, which demonstrates her proficiency in agile project management methodologies.
Experience in Compliance and Surveillance
With over 15 years of experience in compliance and surveillance, Kristina has built a solid foundation in financial regulations within the financial sector. Her various roles have equipped her with the skills needed to ensure regulatory compliance and manage risk effectively.
Leadership and Diverse Career Background
Kristina has graduated from a Master Leadership class, highlighting her advanced leadership skills. Her career is diverse, including roles in the bank and loan sectors, reflecting a well-rounded experience in the financial industry.