Marsha Buckley
About Marsha Buckley
Marsha Buckley is the Sr. Manager of Digital and Communications Compliance at TD Ameritrade and Corporate Compliance Sr. Manager at Charles Schwab, with a background in social work and extensive experience in financial services compliance.
Title and Current Roles
Marsha Buckley serves as the Digital And Communications Compliance, Sr. Manager at both Charles Schwab and TD Ameritrade. She has been with Charles Schwab as the Sr. Manager, Corporate Compliance since 2022. Concurrently, she has been performing the role at TD Ameritrade focusing on digital and communications compliance since 1999. Both positions are based in Omaha, Nebraska, United States.
Previous Work Experience
Marsha Buckley has diverse experience in the compliance and support sectors. She was a Visitation Specialist at Family Support Services for a brief period in 1999 and served as a Child Protective Specialist at the State of Nebraska from 1995 to 1999. Her role at the State of Nebraska lasted for four years and involved working in child protection services.
Education and Expertise
Marsha Buckley completed her Bachelor’s degree in Social Work from the University of Nebraska at Omaha, studying from 1991 to 1995. In addition, she holds essential licenses for her role in financial services compliance, including Series 7, 63, and 24. Her academic background in social work provides a solid foundation for her expertise in compliance and communication strategies.
Focus on Technology and Regulatory Compliance
Marsha Buckley specializes in leveraging technology to enhance public communication strategies while ensuring adherence to regulatory standards. Her work emphasizes developing creative media solutions to address communication challenges across diverse audiences. She collaborates with teams to brainstorm viable solutions and independently ensures their effectiveness. Buckley maintains a strong interest in the intersection of technology and regulatory compliance within the financial services sector.