Paul Zavodnyik
About Paul Zavodnyik
Paul Zavodnyik is the Manager & Senior Analyst of the Trade Surveillance Team at TD Ameritrade in Chicago, IL, with a background in compliance and market surveillance.
Company
Paul Zavodnyik is currently employed at TD Ameritrade, a prominent brokerage firm based in Chicago, IL. He has been part of the company since 2010, displaying a deep-rooted commitment to the organization's compliance and trade surveillance efforts. His expertise has been central to mitigating risks and ensuring compliance within the trading environment at TD Ameritrade.
Title
Paul Zavodnyik holds the title of Manager & Senior Analyst within the Trade Surveillance Team at TD Ameritrade. Since 2013, he has overseen various initiatives aimed at enhancing trade surveillance and compliance processes, leveraging his extensive background in market regulation.
Education and Expertise
Paul Zavodnyik studied at the University of Notre Dame where he obtained a Bachelor of Arts degree in Psychology. This academic background has contributed to his keen analytical skills and his ability to understand complex behavioral patterns, which are crucial in his role in trade surveillance.
Professional Background
Paul Zavodnyik has a diverse professional background in market surveillance and compliance. Prior to his current role, he was an Examiner on the Compliance Examination Team at TD Ameritrade from 2010 to 2013. Before that, he worked as an Investigator at NYSE Arca, Inc. from 2006 to 2010, focusing on equities market surveillance. He also served as a Compliance Examiner and Regulatory Analyst at the Financial Industry Regulatory Authority (FINRA) from 2004 to 2006.
Process Improvements and Team Development
Paul Zavodnyik is recognized for his ability to implement process improvements that enhance team productivity and streamline workflows. His efforts have significantly improved the operational efficiency of the trade surveillance team. Additionally, he has a strong record in identifying inefficiencies in reporting infrastructures and deploying effective solutions. Paul has also contributed to creating a positive working culture, emphasizing trust, growth, and respect within his team.
Specialization in Trade Surveillance
Paul Zavodnyik specializes in analyzing surveillance alerts and monitoring trends in suspicious trading activity. His informed recommendations have been imperative in ensuring regulatory compliance and mitigating risks. Furthermore, Paul's expertise in training and development has played a crucial role in employee retention and overall team success.