Scott Walker

Scott Walker

Team Manager Process Confirmations & Escalations @ TD Ameritrade

About Scott Walker

Scott Walker is the Team Manager for Process Confirmations & Escalations at TD Ameritrade, leading training for 22 Regional Service Teams and collaborating with Risk, Legal, and Compliance teams.

Company

Scott Walker currently works at TD Ameritrade, a significant player in the financial services sector known for its comprehensive brokerage and investment services. The company is headquartered in Omaha, Nebraska. TD Ameritrade offers various financial products and services, including investing tools, educational resources, and trading technology.

Title and Responsibilities

Scott Walker holds the position of Team Manager - Process Confirmations & Escalations at TD Ameritrade. He leads a team responsible for training 22 Regional Service Teams in precise skills critical to operational efficiency. In this role, Walker also collaborates with Risk, Legal, and Compliance teams to address regulation changes that impact operational procedures. His expertise is frequently leveraged in enterprise-level projects, particularly those influenced by new regulations and technological updates.

Professional Experience

Scott Walker has built a robust career at TD Ameritrade, progressing through several roles. He served as Senior Specialist in Process Confirmations & Escalations from 2018 to 2020 and as Staff Auditor in Brokerage Operations from 2016 to 2018. From 2012 to 2016, he was a Retirement Account Services Consultant, and prior to that, he worked as an IRA Consultant from 2010 to 2011 in Keene, New Hampshire.

Education and Expertise

Scott Walker completed his Bachelor’s degree in History from Purdue University. His educational background, combined with extensive professional experience, provides a solid foundation for his managerial role. His expertise includes training, operational procedures, regulatory compliance, and audit functions within the financial services industry.

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