Shengbing S.
About Shengbing S.
Shengbing S. is the Manager of Supervision and Control at TD Ameritrade, with extensive experience in financial services and compliance roles.
Current Role at TD Ameritrade
Shengbing S. has been serving as the Manager of Supervision and Control at TD Ameritrade in the United States since 2021. In this role, Shengbing is responsible for overseeing supervisory functions and ensuring compliance with regulatory requirements. His current position underscores his expertise in financial supervision and regulatory oversight within the brokerage industry.
Previous Experience at TD Ameritrade
Prior to his current role, Shengbing S. worked as a Retail Supervision Principal at TD Ameritrade from 2019 to 2021 in the Greater St. Louis Area. During this tenure, Shengbing was responsible for retail supervision, ensuring that the company's practices adhered to regulatory standards and internal policies.
Compliance Analyst at Beyondtrade Securities Inc.
Shengbing S. was employed as a Compliance Analyst at Beyondtrade Securities Inc. from 2018 to 2019 in the Greater St. Louis Area. In this role, he focused on compliance-related tasks, involving the analysis and implementation of regulatory requirements to ensure the firm's adherence to industry standards.
Financial Representative and Brokerage Experience at Scottrade
Shengbing S. accumulated substantial experience at Scottrade, holding multiple roles between 2013 and 2017. His positions included Bilingual Financial Representative L2, AP Stock Broker Trainee, Asia Pacific Customer Service Representative, and Operations Intern. These roles allowed Shengbing to develop a comprehensive understanding of client services, brokerage operations, and customer support within the financial services sector.
Educational Background
Shengbing S. holds a Master of Business Administration (MBA) from Saint Louis University, completed in 2013. Additionally, he earned a Bachelor of Business Administration (B.B.A.) from the University of Missouri-Columbia, completed in 2011. His educational qualifications have provided him with a strong foundation in business principles and financial management.