Stacey East

Stacey East

Director, Compliance @ TD Ameritrade

About Stacey East

Stacey East is the Director of Compliance at TD Ameritrade, providing retirement regulatory guidance and innovative solutions to support financial professionals.

Title and Role at TD Ameritrade

Stacey East serves as the Director of Compliance at TD Ameritrade. Since 2017, Stacey has been responsible for providing retirement regulatory guidance to both the broker-dealer and investment advisory business. Stacey collaborates across the organization to deliver innovative solutions that help financial professionals build deep and meaningful client relationships.

Previous Experience at Scottrade

Before joining TD Ameritrade, Stacey East worked at Scottrade as the Assistant Vice President of Retirement Strategy. During Stacey's tenure from 2016 to 2017, she focused on developing and implementing retirement strategies tailored to client needs in the Greater St. Louis Area.

Career at Edward Jones

Stacey East had an extensive career at Edward Jones, starting in 2005. Stacey held various positions, including Specialist in Retirement Services, Team Leader in the Employer Sponsored Retirement Plan Team in Retirement Services, Team Leader in Service Support & Training in Retirement Services, Solutions Specialist in Retirement Plan Marketing, and Investigator. Stacey's roles spanned from 2005 to 2016, providing a robust background in retirement services and compliance.

Early Career at First Bank

In 2005, Stacey worked at First Bank as a Quality Assurance Manager in Telephone & Internet Banking. During Stacey's six-month tenure, she focused on quality control and assurance in the banking sector in the Greater St. Louis Area.

Education at Webster University

Stacey East completed a Bachelor's Degree in International Studies with an Emphasis in Human Rights at Webster University. Stacey attended from 2002 to 2005, gaining a solid foundation in international studies and human rights, which complements her compliance and regulatory roles in the financial industry.

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