Tiffany Tarkington
About Tiffany Tarkington
Tiffany Tarkington is a Senior Analyst in Institutional Compliance at TD Ameritrade, with extensive experience in the financial services industry, particularly in compliance and auditing roles.
Current Position at TD Ameritrade
Tiffany Tarkington serves as the Senior Analyst, Institutional Compliance at TD Ameritrade. Since 2011, she has played a key role in ensuring compliance with fiduciary standards. Based in Omaha, Nebraska, Tiffany advocates on behalf of independent registered investment advisors (RIAs) and their clients. Her extensive experience in compliance and auditing supports her effectiveness in this position.
Previous Roles in Financial Services
Before joining TD Ameritrade, Tiffany Tarkington worked at several companies in the financial services industry. From 2010 to 2011, she was a Planning Advocate at Callahan Financial Planning Company in Omaha, Nebraska. Prior to that, she served as a Branch Office Auditor at Securities America Inc. in La Vista, Nebraska, from 2007 to 2010. Her career started at the National Futures Association in Chicago, Illinois, where she was a Staff Auditor from 2005 to 2007.
Educational Background
Tiffany Tarkington completed her education at The University of Iowa Tippie College of Business. She studied there from 2001 to 2004, where she gained foundational knowledge and skills in business that have supported her long-term career in financial services.
Experience in Institutional Compliance
With over a decade at TD Ameritrade Institutional, Tiffany Tarkington has contributed significantly to supporting independent registered investment advisors. Her extensive background in compliance and auditing roles positions her uniquely to ensure that fiduciary standards are upheld, benefiting both RIAs and their clients.