Tom Edwards
About Tom Edwards
Tom Edwards is a Compliance Analyst at TD Ameritrade with over 26 years of experience in the financial services industry, specializing in compliance and regulatory frameworks.
Title
Tom Edwards serves as a Compliance Analyst at TD Ameritrade. His professional role encompasses ensuring adherence to regulatory frameworks to maintain the integrity of brokerage and custody services.
Company
TD Ameritrade has benefited from the extensive experience of Tom Edwards, who has been with the company for over 26 years. The company, headquartered in Omaha, Nebraska, specializes in providing services for independent registered investment advisors (RIAs) and focuses on helping financial advisors build their businesses and meet clients' financial goals.
Education and Expertise
Tom Edwards achieved a Bachelor of Applied Science degree, majoring in Banking, Corporate Finance, Law, and Finance from Morningside College. His education background has equipped him with the knowledge necessary to navigate complex regulatory environments and contribute effectively to compliance and financial services.
Professional Background
Before his tenure at TD Ameritrade, Tom Edwards served as a Creative Services Producer at Koln/KGIN-TV in Lincoln, Nebraska. During his five-year stint from 1992 to 1997, he honed his skills in creativity and communication, which have likely contributed to his effective advocacy for financial advisors and their clients.
Achievements
Tom Edwards has been instrumental in developing compliance solutions at TD Ameritrade that support RIAs in upholding their fiduciary responsibilities. His work ensures that financial advisors can effectively build their businesses while achieving clients' financial goals, reflecting his dedication to the financial services industry.