Romlieda T.
About Romlieda T.
Romlieda T. is a Senior Compliance Analyst at ThinkMarkets in Melbourne, Australia, where she has worked since 2021. With a background in business management and commerce, she has held various roles in compliance and management across multiple companies.
Work at ThinkMarkets
Romlieda T. has been employed at ThinkMarkets since 2021, initially serving as a Compliance Analyst before advancing to the role of Senior Compliance Analyst. In this position, she is responsible for managing vendor relationships and overseeing the Legal Entity Identifier (LEI) for clients. She collaborates with Compliance Managers across global offices to ensure that compliance practices are consistent. Additionally, she reviews treasury functions, including trust accounts and daily reconciliations, for regulatory reporting.
Previous Employment Experience
Before joining ThinkMarkets, Romlieda T. held various positions in different organizations. She worked at iQor as a Credit Solutions Specialist for nine months in 2008-2009. Following this, she was employed at Convergys as a Business Unit Manager from 2010 to 2013. She then served as a Senior Collections Consultant at Dun & Bradstreet Australia and New Zealand from 2014 to 2016. Prior to her current role, she worked at ThinkMarkets as a Client Onboarding Manager from 2016 to 2021.
Education and Expertise
Romlieda T. holds a Bachelor of Science in Business Management from the University of the Philippines, which she completed from 2004 to 2009. She furthered her education by obtaining a Master's degree in Commerce from Charles Sturt University, studying from 2013 to 2015. Her educational background provides her with a solid foundation in business principles, which she applies in her compliance role.
Compliance Responsibilities
In her role as Senior Compliance Analyst, Romlieda T. is tasked with preparing and submitting updated license applications to the Australian Securities and Investments Commission (ASIC), along with various disclosures to regulators. She provides regular compliance reports to senior management and assists in designing and implementing administrative processes. Additionally, she maintains her professional development to adapt to the evolving demands of compliance, including participating in regulatory and legislative training.
Regulatory Oversight and Testing
Romlieda T. manages the Australian compliance frameworks and conducts sample checks on communications between staff and clients to ensure adherence to regulations. She also reviews and collaborates with the IT department on testing applications and products to confirm their compliance with regulatory standards. Her role is integral to maintaining the integrity of compliance practices within the organization.