Betty Jo Royce
About Betty Jo Royce
Betty Jo Royce is a Compliance Analyst with extensive experience in financial service compliance, currently working at Transamerica in Canada. She provides expert witness services, conducts AML risk assessments, and has held various leadership roles in the financial services sector.
Work at Transamerica
Betty Jo Royce has been employed at Transamerica as a Compliance Analyst since 2022. In this role, she provides expert witness services in financial service compliance cases, contributing to the company's regulatory framework. Her responsibilities include offering regulatory audit support to financial service companies, ensuring adherence to compliance standards.
Current Role at Comarm Solutions Inc.
In addition to her position at Transamerica, Betty Jo Royce serves as a Financial Service Compliance Consultant at Comarm Solutions Inc. since 2021. Her work involves assisting financial service companies with compliance-related matters, including new dealer and advisor registration processes, and conducting Anti-Money Laundering (AML) risk assessments.
Previous Experience at Queensbury Strategies Inc.
Betty Jo Royce held the position of President at Queensbury Strategies Inc. from 2011 to 2014. During her tenure, she focused on compliance consulting within the financial services sector, leveraging her expertise to guide clients through complex regulatory environments.
Education and Expertise
Betty Jo Royce studied at Sheridan College, where she focused on Business, Management, Marketing, and Related Support Services. Her educational background supports her extensive experience in financial services compliance, including the development of policies, procedures, and forms relevant to the industry.
Board Membership at Federation of Mutual Fund Dealers
From 2011 to 2017, Betty Jo Royce served as a Board Member and Treasurer at the Federation of Mutual Fund Dealers. In this capacity, she contributed to the governance and strategic direction of the organization, enhancing her understanding of compliance issues within the mutual fund sector.