Dana Stephens
About Dana Stephens
Dana Stephens is a Compliance Manager with extensive experience in the financial services sector, currently working at Transamerica since 2013. Previously, she held various compliance roles at Janus Capital Group and Transamerica, contributing over a decade to compliance management.
Current Role as Compliance Manager
Dana Stephens has been serving as a Compliance Manager at Transamerica since 2013. In this role, she is responsible for ensuring that the company's operations comply with regulatory standards and internal policies. Her expertise in compliance management contributes to maintaining the integrity of Transamerica's business practices in the financial services sector.
Previous Experience at Transamerica
Prior to her current position, Dana worked at Transamerica as a Lead Advertising Compliance Analyst from 2012 to 2013. During this year, she focused on reviewing advertising materials to ensure compliance with industry regulations. Her role was pivotal in safeguarding the company's reputation and ensuring adherence to advertising standards.
Career at Janus Capital Group
Dana Stephens spent a significant portion of her career at Janus Capital Group. She held the position of Assistant Compliance Manager from 1994 to 2004, accumulating ten years of experience in compliance within the financial services industry. Later, she served as a Senior Compliance Analyst from 2009 to 2012, where she further developed her skills in regulatory compliance and risk management.
Educational Background
Dana studied at the University of Northern Colorado from 1987 to 1989 before transferring to Arizona State University. At Arizona State University, she focused on Child Development and earned a Bachelor of Science degree from 1989 to 1992. This educational foundation provided her with valuable insights that complement her career in compliance.