Diane Hoteling
About Diane Hoteling
Diane Hoteling serves as the Senior Enterprise Compliance Manager at Transamerica Life Insurance Company, where she has worked since 1995. With a background in auditing and a degree in Accounting from the University of Iowa, she leads a team responsible for managing state regulatory examinations.
Work at Transamerica
Diane Hoteling has been employed at Transamerica Life Insurance Company since 1995, serving as the Senior Enterprise Compliance Manager. In this role, she oversees a team of 13 individuals who coordinate state regulatory market conduct examinations at an enterprise level. Her responsibilities include managing the expectations for documentation and timelines during these examinations. Hoteling has played a significant role in implementing the current Market Conduct Annual Statement system at the company.
Previous Experience at Transamerica
Before her current position, Diane Hoteling worked as a Senior Auditor at Transamerica Life Insurance Company from 1986 to 1995. During her nine years in this role, she gained extensive experience in compliance and regulatory matters, which laid the foundation for her later responsibilities in enterprise compliance management.
Education and Expertise
Diane Hoteling earned her Bachelor of Business Administration (BBA) degree in Accounting from the University of Iowa - Henry B. Tippie College of Business. Her educational background provides her with a strong foundation in financial principles and compliance, which is essential for her role in managing regulatory examinations and compliance issues.
Regulatory Examination Responsibilities
In her capacity as Senior Enterprise Compliance Manager, Diane Hoteling serves as the primary contact for insurance departments during regulatory examinations. She regularly consults with outside counsel to address complex issues that arise during these examinations, ensuring that the company adheres to regulatory requirements and standards.
Team Management and Coordination
Diane Hoteling manages a team of 13 individuals responsible for coordinating state regulatory market conduct examinations. Her leadership involves setting clear expectations for documentation and timelines, which is crucial for the successful execution of examinations at the enterprise level.