Erin Douglas Nelson
About Erin Douglas Nelson
Erin Douglas Nelson serves as the Assistant General Counsel II at Transamerica and the Regional Head of Compliance for the Americas at Partners Group. With extensive experience in compliance and legal matters within the financial services sector, he holds a Juris Doctorate from the University of Denver and has worked in various roles related to asset management and securities.
Work at Transamerica
Erin Douglas Nelson serves as the Assistant General Counsel II at Transamerica, a position she has held since 2019. In this role, she is responsible for overseeing legal matters and compliance within the organization. Her work involves managing the legal and compliance aspects of various financial products and services offered by Transamerica. With over five years of experience in this position, she has contributed to the company's adherence to regulatory requirements and has played a key role in supporting its business operations.
Current Role at Partners Group
In addition to her role at Transamerica, Erin Douglas Nelson is the Regional Head of Compliance for the Americas at Partners Group, a position she has held since 2021. Based in Broomfield, Colorado, she oversees compliance functions within the region. Her responsibilities include ensuring that the company's operations align with regulatory standards and internal policies. This role further highlights her expertise in compliance within the financial services sector.
Education and Expertise
Erin Douglas Nelson earned her Juris Doctorate (JD) from the University of Denver - Sturm College of Law, where she studied from 1999 to 2002. She also holds a degree in Political Science from the University of New Hampshire, which she completed from 1995 to 1999. Her educational background provides a strong foundation for her legal career, particularly in compliance related to the Investment Company Act of 1940, which governs mutual funds and investment companies.
Previous Experience at ALPS Advisors, Inc.
Before joining Transamerica, Erin Douglas Nelson worked at ALPS Advisors, Inc. as Senior Vice President and Chief Compliance Officer from 2003 to 2019. During her 16 years at ALPS Advisors, she was responsible for managing compliance functions and ensuring that the company adhered to relevant regulations. Her extensive experience in this role contributed to her expertise in the legal and compliance aspects of asset management, mutual funds, and broker-dealer operations.
Professional Qualifications
Erin Douglas Nelson is a registered representative with FINRA, holding Series 7 and Series 24 licenses. These qualifications indicate her proficiency in general securities and supervisory responsibilities. Her strong business development acumen within the financial services sector complements her legal expertise, enabling her to effectively navigate the complexities of compliance and regulatory frameworks.