Helen Corona

Helen Corona

Sr. Analyst, Third Party Oversight And Compliance @ Transamerica

About Helen Corona

Helen Corona serves as a Senior Analyst for Third Party Oversight and Compliance at Transamerica, where she has worked since 2015. She has held various compliance-related roles within the company, contributing to internal and external audits and vendor oversight.

Work at Transamerica

Helen Corona has been serving as a Senior Analyst in Third Party Oversight and Compliance at Transamerica since 2015. In this role, she is responsible for facilitating various internal and external audits for Transamerica Fund Services. Prior to her current position, she held the title of Assistant Vice President of Operations Compliance from 2011 to 2015. During her tenure, she contributed to the operations compliance framework within the organization. She also worked as a Manager of Operations Compliance from 2008 to 2011, where she maintained policies and procedures and performed regulatory filings for the transfer agent.

Background

Helen Corona has a substantial background in compliance and operations within the financial services sector. She has worked at Transamerica for over a decade, accumulating extensive experience in compliance oversight and vendor management. Her career at Transamerica began in 2008, and she has progressed through various roles, demonstrating her expertise in operations compliance and regulatory requirements. Helen's work primarily takes place in the Tampa/St. Petersburg, Florida area.

Education and Expertise

While specific educational details are not provided, Helen Corona's roles at Transamerica indicate a strong foundation in compliance and regulatory practices. Her expertise includes overseeing vendor relationships, conducting audits, and maintaining compliance with industry regulations. She utilizes vendor scorecards, conducts site visits, and ensures certifications are obtained, which reflects her thorough understanding of compliance processes.

Achievements

Helen Corona has made significant contributions to Transamerica through her various roles in compliance and operations. Her responsibilities have included facilitating audits and maintaining compliance policies, which are critical for the organization's regulatory adherence. Her experience in overseeing vendors and conducting compliance assessments has enhanced the operational integrity of Transamerica Fund Services.

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