Kimberly Little
About Kimberly Little
Kimberly Little is an Operations Relationship Specialist at Transamerica, where she has worked since 2013. She has extensive experience in fund compliance and trading activity analysis, having previously held roles at Transamerica and served in the U.S. Navy.
Work at Transamerica
Kimberly Little has been employed at Transamerica since 2013 as an Operations Relationship Specialist. In this role, she oversees the crediting of trades for Financial Advisors using SalesConnect and SalesForce. She is also responsible for maintaining fund information in the DTCC – NSCC Profile II system. Prior to her current position, she worked as a Fund Compliance Analyst from 2007 to 2013, where she conducted research and analytical reviews of Fund/Serv trading activity for the Transamerica Mutual Fund family. Additionally, she served as a Broker Dealer Back Office Liaison from 2000 to 2007.
Background
Kimberly Little completed her high school education at Dixie Hollins High School, attending from 1989 to 1993. She began her professional career in the U.S. Navy, where she worked as an Aviation Maintenance Administration from 1997 to 2000 in Washington, D.C. Following her military service, she transitioned into the financial services industry, joining Transamerica in 2000.
Education and Expertise
Kimberly Little's educational background includes her studies at Dixie Hollins High School. Her expertise is rooted in her extensive experience in the financial services sector, particularly in operations and compliance roles at Transamerica. Her skills include overseeing trading activities, maintaining fund information, and ensuring the accuracy of financial transactions.
Achievements
During her tenure at Transamerica, Kimberly Little has contributed to various operational processes, including the timely payment of monthly invoices for Omnibus Broker Dealers. She has also performed reviews and testing of SSAE-16 / SOC-1 for these dealers, ensuring compliance with industry standards. Her work has been integral in supporting the operational efficiency of the organization.