Patrick Dailey
About Patrick Dailey
Patrick Dailey serves as the Regional Branch Manager for Field Supervision at Transamerica, where he has worked since 2019. He has extensive experience in compliance roles across various financial institutions and holds a B.A. in Liberal Arts and Sciences from the University of Southern California.
Work at Transamerica
Patrick Dailey has served as the Regional Branch Manager in Field Supervision at Transamerica since 2019. In this role, he is responsible for overseeing branch operations and ensuring compliance with industry regulations. He plays a key role in the creation and training of new branches, contributing to the company's growth and expansion. Dailey also implements procedural changes aimed at resolving audit deficiencies, which enhances the operational efficiency of the firm.
Previous Experience in Compliance
Before joining Transamerica, Patrick Dailey held several compliance-related positions. He worked at Chelsea Financial as a Senior Compliance Consultant for seven months in 2019. Prior to that, he served as a Senior Compliance Officer at ClaraPHI Advisory Network, LLC from 2017 to 2019. His experience also includes a role as a Senior Compliance Officer at Acorns from 2015 to 2017. In these positions, he was involved in monitoring compliance with regulatory standards and participating in regulatory examinations.
Education and Expertise
Patrick Dailey earned a Bachelor of Arts degree in Liberal Arts and Sciences/Liberal Studies from the University of Southern California. His educational background provides a foundation for his expertise in compliance and regulatory matters within the financial services industry. This academic experience complements his professional roles, where he applies his knowledge to ensure adherence to industry standards.
Career at Northwestern Mutual
Patrick Dailey worked at Northwestern Mutual as the Associate Director of Network Office Supervision from 2013 to 2014. In this capacity, he was responsible for overseeing network office operations and ensuring compliance with company policies and regulatory requirements. His experience at Northwestern Mutual contributed to his understanding of compliance and supervision in the financial sector.