Ravi Singh
About Ravi Singh
Ravi Singh is a Compliance Analyst at Transamerica, where he has worked since 2016. He has a background in finance and compliance, with previous roles at Citi and RBC, and holds a Bachelor's and a Master's degree in Economics from York University.
Work at Transamerica
Ravi Singh has been employed at Transamerica as a Compliance Analyst since 2016. In this role, he focuses on ensuring compliance with regulations and internal policies. His responsibilities include conducting investigations and preparing reports on guideline violations, which he presents to the Chief Compliance Officer. Singh has contributed to enhancing operational efficiency through the development of digital tools, such as a fillable and auto-calculating 'Leverage Worksheet' that streamlines the approval process for Investment Loan Applications.
Previous Experience at Citi
Before joining Transamerica, Ravi Singh worked at Citi as a Hedge Fund Administrator from 2011 to 2015. His role involved managing various administrative tasks related to hedge fund operations. Singh's experience at Citi provided him with a solid foundation in financial compliance and operational processes, which he has built upon in his subsequent positions.
Background in Investment at RBC
Ravi Singh's career also includes a position as an Investment Specialist at RBC from 2010 to 2011. In this role, he was responsible for providing investment advice and support to clients. His experience at RBC contributed to his understanding of investment products and compliance requirements, which are essential in his current role at Transamerica.
Education and Expertise
Ravi Singh holds a Bachelor of Arts in Economics from York University, which he completed from 2001 to 2006. He furthered his education by obtaining a Master's Degree in Economics from the same institution between 2019 and 2020. His academic background provides him with a strong analytical foundation, which he applies in his compliance and data analysis work. Singh utilizes tools such as R programming, Excel with VBAs and macros, SQL queries, and Microsoft Power BI for data analysis and visualization.
Achievements in Compliance and Data Analysis
Throughout his career, Ravi Singh has led initiatives that improve compliance processes and data management. He implemented nationwide in-branch audits for Sales Associates, which included pre-audits and marketing reviews. Additionally, he played a significant role in year-end reporting by collecting and analyzing data across various areas, providing insights and recommendations to enhance compliance and operational efficiency.