Robert Daniels
About Robert Daniels
Robert Daniels is a Senior Compliance Analyst at Transamerica with over 20 years of experience in the financial services industry, specializing in compliance and risk management. His career includes roles at TD Ameritrade Institutional, Advisor Group, and Independent Financial Group, among others, and he holds multiple securities registrations.
Work at Transamerica
Robert Daniels currently serves as a Senior Compliance Analyst at Transamerica, a position he has held since 2021. He is based in St. Petersburg, Florida. In this role, he focuses on ensuring compliance with financial regulations and internal policies, leveraging his extensive experience in the financial services industry.
Previous Experience in Financial Services
Prior to his role at Transamerica, Robert Daniels accumulated significant experience in the financial services sector. He worked at TD Ameritrade Institutional in various capacities, including Advisor Risk Operations Senior Specialist, Relationship Manager, and Correspondence Review Principal. His tenure at Advisor Group as an Advertising Analyst further contributed to his expertise in compliance and risk management.
Military Background
Robert Daniels served in the US Army as an Infantry Team Leader from 1991 to 1998. His military career spanned seven years in Tacoma, Washington. This experience provided him with leadership skills and the ability to adapt to challenging environments, which he later applied in his financial services career.
Education and Expertise
Robert Daniels earned a Bachelor of Business Administration (B.B.A.) in Finance from Boise State University, studying from 1998 to 2002. He holds several securities registrations, including Series 7, 63, 65, 24, and 4, which demonstrate his knowledge and expertise in financial regulations and compliance.
Career Progression
With over 20 years of experience in the financial services industry, Robert Daniels has developed a strong focus on compliance and risk management. His career includes roles at Independent Financial Group, LLC as a Compliance Analyst and at LPL Financial as a Senior Service Center Representative, showcasing his progressive career path in the sector.