Tom Pfeifle
About Tom Pfeifle
Tom Pfeifle serves as the Director of Client Compliance & Consulting Services at Transamerica Retirement Solutions, where he has worked since 2016. He holds a Doctor of Jurisprudence from Boston University and has extensive experience in regulatory support and compliance in the financial services industry.
Work at Transamerica
Tom Pfeifle has served as the Director of Client Compliance & Consulting Services at Transamerica Retirement Solutions since 2016. In this role, he is responsible for overseeing compliance and consulting services for clients, ensuring adherence to regulatory requirements. His position is based in Norwood, Massachusetts, where he has worked for eight years, contributing to the company's commitment to providing effective retirement solutions.
Previous Experience at Mercer
Before joining Transamerica, Tom Pfeifle worked at Mercer for ten years, from 2005 to 2015. He held the position of Principal and Director of Regulatory Support, where he focused on providing regulatory guidance and support to clients. His experience at Mercer equipped him with extensive knowledge of compliance issues within the retirement services sector.
Experience at Putnam Investments
Tom Pfeifle was employed at Putnam Investments as an Assistant Vice President from 1997 to 2004. During his seven years there, he gained valuable experience in the investment management industry. His role involved various responsibilities that contributed to his understanding of financial services and compliance.
Education and Expertise
Tom Pfeifle earned his Juris Doctor degree from Boston University School of Law, specializing in Taxation, from 1984 to 1987. He also holds a Bachelor of Arts degree in Accounting from the University of North Dakota, where he studied from 1979 to 1983. His educational background provides a strong foundation for his expertise in compliance and consulting services within the retirement solutions industry.