Diana La Morie, Esq., Crcp®
About Diana La Morie, Esq., Crcp®
Diana La Morie, Esq., Crcp® is the Vice President of Legal & Regulatory at Two Sigma, where she has worked since 2020. She specializes in fintech regulation and manages the regulatory program for Venn, an investment analysis platform.
Current Role at Two Sigma
Diana La Morie serves as the Vice President of Legal & Regulatory at Two Sigma, a position she has held since 2020. In this role, she oversees legal operations, ensuring efficiency and adaptability as the business expands. She manages the regulatory program for Venn, an investment analysis fintech platform developed by Two Sigma. Her responsibilities include navigating complex regulatory landscapes and ensuring compliance with applicable laws.
Previous Experience at Two Sigma
Prior to her current position, Diana La Morie worked at Two Sigma in various compliance roles. She served as the Senior Compliance Officer from 2013 to 2016 and as the VP, Senior Compliance Manager from 2017 to 2020. During her tenure, she focused on technology-oriented compliance, contributing to the firm's regulatory strategies and frameworks.
Educational Background
Diana La Morie holds a Juris Doctor (J.D.) degree from Brooklyn Law School, where she studied Business Law & Financial Regulation from 2007 to 2010. She also earned a Master of Business Administration (M.B.A.) in Finance from Fordham Gabelli School of Business in 2007. Additionally, she obtained a Bachelor of Science (B.S.) in Finance from Fordham University, completing her studies from 2002 to 2006.
Early Career and Internships
Diana La Morie's early career includes various internships that provided foundational experience in legal and compliance roles. She interned at Bloomberg as a Global Contracts & Exchanges Intern from 2005 to 2006 and at the U.S. Bankruptcy Court as a Judicial Intern in 2008. She also gained experience at the Financial Industry Regulatory Authority (FINRA) as a Legal Intern in Dispute Resolution and at the Office of the U.S. Trustee - U.S. Department of Justice as a Legal Intern in 2009.
Specialization in Fintech Regulation
Diana La Morie specializes in fintech regulation, focusing on technology-oriented compliance. Her expertise in this area is reflected in her current role at Two Sigma, where she manages regulatory programs for innovative financial technologies. This specialization positions her as a knowledgeable resource in navigating the regulatory challenges faced by fintech companies.