Roman Berger

Compliance Manager, Legal & Regulatory @ Two Sigma

About Roman Berger

Roman Berger is a Compliance Manager specializing in legal and regulatory matters related to cryptocurrencies and digital assets at Two Sigma in New York, NY. With extensive experience in compliance and regulatory risk management, he has held senior positions at Highbridge Capital Management and J.P. Morgan Asset Management.

Work at Two Sigma

Roman Berger has served as Compliance Manager in the Legal & Regulatory department at Two Sigma since 2017. In this role, he focuses on regulatory risk management, particularly in relation to cryptocurrencies and digital assets. His expertise contributes to the firm's compliance framework, ensuring adherence to relevant laws and regulations in a rapidly evolving financial landscape.

Previous Experience in Compliance

Before joining Two Sigma, Roman Berger worked at Highbridge Capital Management as Senior Vice President of Legal & Compliance from 2010 to 2017. He also held the position of Senior Compliance Officer at J.P. Morgan Asset Management from 2001 to 2010. These roles provided him with extensive experience in legal and compliance matters within the financial services sector.

Education and Expertise

Roman Berger earned his Juris Doctor (J.D.) from New York Law School, where he studied from 2002 to 2006. Prior to that, he obtained a Bachelor's Degree in International Relations and Affairs from Boston University, studying from 1997 to 2001. His educational background supports his expertise in regulatory risk management and compliance training programs.

Advisory Role at Sneaker News

In addition to his primary role at Two Sigma, Roman Berger has served as an Advisor at Sneaker News since 2007. This position allows him to apply his compliance knowledge in a different industry context, contributing to the organization's strategic initiatives.

Specialization in Regulatory Compliance

Roman Berger possesses specialized knowledge in regulatory compliance concerning non-fungible tokens (NFTs) and has a strong focus on the code of ethics within the financial industry. His expertise in designing compliance training programs on a global scale further enhances his contributions to regulatory practices.

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