Aileen Duffy
About Aileen Duffy
Aileen Duffy is a Securities Examiner at the U.S. Securities and Exchange Commission, where she has worked since 2015. Previously, she held positions as a Derivatives Trader and Money Market Trader at Vanguard from 2003 to 2015.
Work at U.S. Securities and Exchange Commission
Aileen Duffy has served as a Securities Examiner at the U.S. Securities and Exchange Commission (SEC) since 2015. In this role, she is responsible for overseeing compliance with federal securities laws and regulations. Her work involves examining financial statements, conducting investigations, and ensuring that market participants adhere to the rules set forth by the SEC. Based in the Greater Philadelphia Area, Duffy has contributed to the SEC's mission of protecting investors and maintaining fair, orderly, and efficient markets.
Previous Experience at Vanguard
Prior to her tenure at the SEC, Aileen Duffy worked at Vanguard for a total of 12 years. She began her career at Vanguard as a Derivatives Trader from 2003 to 2011, where she managed trading strategies involving derivatives. Following this role, she transitioned to the position of Money Market Trader from 2011 to 2015, focusing on the management of money market funds and related investments. This extensive experience in trading provided her with a solid foundation in financial markets and investment strategies.
Professional Background
Aileen Duffy has a strong professional background in finance and trading. Her experience spans over two decades, with significant roles in both trading and regulatory oversight. This combination of skills has equipped her with a comprehensive understanding of the financial industry, including market dynamics and compliance requirements. Her career reflects a commitment to maintaining integrity in financial markets through her work at both Vanguard and the SEC.
Expertise in Securities and Trading
Duffy possesses expertise in securities examination and trading, with a focus on derivatives and money markets. Her role at the SEC involves analyzing complex financial instruments and ensuring compliance with regulatory standards. This expertise is complemented by her previous positions at Vanguard, where she developed skills in trading strategies and market analysis. Her knowledge of both the operational and regulatory aspects of finance positions her as a knowledgeable professional in the field.