Alberto Zapata
About Alberto Zapata
Alberto Zapata is a Senior Counsel at the U.S. Securities and Exchange Commission, specializing in the regulation of registered investment companies and insurance products. He holds an MBA from The George Washington University School of Business and a J.D. from the University of Miami, with over a decade of experience in disclosure regulation and accounting.
Work at U.S. Securities and Exchange Commission
Alberto Zapata has served as Senior Counsel at the U.S. Securities and Exchange Commission (SEC) since 2011. In this role, he specializes in the regulation of registered investment companies and insurance company products. His extensive experience in disclosure regulation and accounting within the financial sector has contributed to his effectiveness in this position. Prior to his current role, he worked at the SEC from 2005 to 2011, accumulating a total of six years of experience in the Washington D.C. Metro Area.
Education and Expertise
Alberto Zapata holds an MBA in Finance from The George Washington University School of Business, which he completed between 1998 and 2000. He also earned a Doctor of Law (J.D.) from the University of Miami, studying from 1990 to 1993. His undergraduate education includes a Bachelor of Science in Biology from Duke University, obtained from 1982 to 1986. His academic background supports his expertise in financial regulation and law.
Background
Alberto Zapata has a diverse educational background that includes studies in biology, finance, and law. His journey began at Duke University, where he earned his Bachelor of Science degree. He then pursued a J.D. at the University of Miami, followed by an MBA at The George Washington University. This combination of disciplines has equipped him with a unique perspective on the regulatory landscape of the financial sector.
Professional Experience
With over a decade of experience in the financial sector, Alberto Zapata has developed a strong focus on disclosure regulation and accounting. His roles at the U.S. Securities and Exchange Commission have allowed him to engage deeply with the regulatory frameworks governing investment companies and insurance products. His career reflects a commitment to understanding and navigating complex regulatory environments.