Andrew Dean

Andrew Dean

Co Chief Division Of Enforcement Asset Management Unit @ U.S. Securities and Exchange Commission

About Andrew Dean

Andrew Dean serves as the Co-Chief of the Division of Enforcement Asset Management Unit at the U.S. Securities and Exchange Commission, a position he has held since 2022. He has a background in law and economics, with previous roles including Senior Attorney and Assistant Regional Director at the SEC and experience as an adjunct professor at Fordham University.

Current Role at U.S. Securities and Exchange Commission

Andrew Dean serves as Co-Chief of the Division of Enforcement Asset Management Unit at the U.S. Securities and Exchange Commission (SEC). He has held this position since 2022. In this role, he oversees enforcement actions related to asset management and ensures compliance with securities laws. His leadership contributes to the SEC's mission of protecting investors and maintaining fair, orderly, and efficient markets.

Previous Experience at U.S. Securities and Exchange Commission

Prior to his current role, Andrew Dean worked at the U.S. Securities and Exchange Commission in various capacities. He served as a Senior Attorney in the Enforcement Division from 2012 to 2020. Following this, he was the Assistant Regional Director of the Asset Management Unit within the Enforcement Division from 2020 to 2022. His extensive experience at the SEC has equipped him with a deep understanding of regulatory enforcement in the financial sector.

Education and Expertise

Andrew Dean earned his Doctor of Law (JD) degree from Columbia Law School, where he studied from 1998 to 2001. He also holds a Bachelor of Arts degree in Economics and Political Science from Fordham University, which he completed from 1994 to 1998. His educational background provides a strong foundation in legal principles and economic theory, enhancing his expertise in regulatory matters.

Teaching Experience at Fordham University

Andrew Dean served as an Adjunct Professor at Fordham University for one year, from 2006 to 2007. During this time, he contributed to the academic development of students by sharing his knowledge and experience in law. His role as an educator reflects his commitment to fostering the next generation of legal professionals.

Legal Career at Davis Polk & Wardwell LLP

Before joining the SEC, Andrew Dean worked as an Attorney at Davis Polk & Wardwell LLP from 2002 to 2007. His tenure at this prominent law firm in the Greater New York City Area allowed him to gain valuable experience in legal practice, particularly in areas relevant to financial regulation and enforcement.

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