Andrew S.

Andrew S.

Securities Compliance Examiner @ U.S. Securities and Exchange Commission

About Andrew S.

Andrew S. is a Securities Compliance Examiner at the U.S. Securities and Exchange Commission, where he has worked since 2015. He has a diverse background in regulatory oversight, investment analysis, and public policy, with previous roles at the United States Attorney's Office and CalPERS Investment Office.

Current Role at U.S. Securities and Exchange Commission

Andrew S. has served as a Securities Compliance Examiner at the U.S. Securities and Exchange Commission since 2015. In this role, he focuses on regulatory oversight of credit rating agencies, a responsibility that aligns with the directives established under the Dodd-Frank legislation. His work is crucial in ensuring compliance within the financial sector, particularly in maintaining the integrity of credit ratings.

Previous Experience at United States Attorney's Office

Prior to his current role, Andrew S. worked as a Criminal Investigator at the United States Attorney's Office for five months in 2016. This position was located in the Greater New York City Area and involved investigating criminal activities, contributing to the enforcement of federal laws.

Experience at CalPERS Investment Office

Andrew S. held the position of Senior Analyst in the Private Equity Program at CalPERS Investment Office from 2009 to 2012. During his three years in the Sacramento, California Area, he focused on investment strategies and portfolio management, contributing to the overall performance of the pension fund's private equity investments.

Educational Background

Andrew S. has a diverse educational background. He earned a Bachelor of Arts in English Literature from the University of California, Berkeley. He also holds a Master of Business Administration (MBA) from Trinity College Dublin. Additionally, he studied Public Policy & Public Administration at California State University-Sacramento, where he achieved a Master of Public Policy and Administration with an Office of the Governor Certificate. His studies at Anglo-American University in Prague focused on Journalism and Civil Society, where he received a U.S. Department of State Research Grant.

Past Roles in Government and Non-Profit Sectors

Before joining the U.S. Securities and Exchange Commission, Andrew S. worked in various roles that included serving as a Special Advisor for Cost Reform in the Executive Office of the California Department of Corrections and Rehabilitation from 2007 to 2009. He also participated in the Capital Fellows Program as an Executive Fellow in the Office of Governor Arnold Schwarzenegger during 2007-2008. Additionally, he was a Rotary International Ambassadorial Scholar in Dublin, Ireland, from 2012 to 2013.

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