Bernard Nolan
About Bernard Nolan
Bernard Nolan serves as Senior Special Counsel in the Division of Investment Management at the U.S. Securities and Exchange Commission, a position he has held since 2023. He has a diverse background in finance and law, with previous roles at various financial institutions and law firms.
Current Role at U.S. Securities and Exchange Commission
Bernard Nolan serves as Senior Special Counsel in the Division of Investment Management at the U.S. Securities and Exchange Commission (SEC). He has held this position since 2023, contributing to the regulatory framework governing investment management in Washington, D.C. His role involves providing legal guidance and support in the development and implementation of policies affecting investment management practices.
Previous Experience in Wealth Management
Prior to his current role, Bernard Nolan worked as an Advisor in Wealth Management at Lucia Capital Group from 2009 to 2011. During his tenure in Rockville, Maryland, he focused on providing financial advice and investment strategies to clients, enhancing their financial portfolios.
Legal Career at Squire Patton Boggs
Nolan was an Associate at Squire Patton Boggs from 2014 to 2015 in Washington, D.C. His work involved legal research and advising clients on various regulatory matters, contributing to the firm's expertise in investment and financial services law.
Educational Background
Bernard Nolan earned a Bachelor of Arts in International Business & Management from Dickinson College, where he studied from 2003 to 2007. He furthered his education at Georgetown University Law Center, obtaining a Juris Doctor from 2011 to 2014. His academic background provides a strong foundation for his career in law and finance.
Experience in Capital Markets
Nolan has significant experience in capital markets, having worked as an Analyst at Lehman Brothers from 2007 to 2008 and at Barclays Investment Bank from 2008 to 2009. In these roles, he gained insights into financial analysis and market operations, which inform his current legal practice.