Brad Gude
About Brad Gude
Brad Gude serves as the Branch Chief in the Division of Investment Management at the U.S. Securities and Exchange Commission, a position he has held since 2022. He has a background in law and investment management, having previously worked as Special Counsel at the SEC and as a Trade Analyst at TD Ameritrade.
Current Role at U.S. Securities and Exchange Commission
Brad Gude serves as Branch Chief in the Division of Investment Management, specifically within the Investment Company Regulation Office at the U.S. Securities and Exchange Commission. He has held this position since 2022, contributing to the regulation and oversight of investment companies. His role involves ensuring compliance with federal securities laws and facilitating the development of policies that govern the investment management industry.
Previous Experience at U.S. Securities and Exchange Commission
Prior to his current role, Brad Gude worked as Special Counsel in the Division of Investment Management, Investment Company Regulation Office from 2019 to 2022. In this capacity, he provided legal guidance and support on regulatory matters concerning investment management. He also served as Special Counsel in the Chief Counsel’s Office from 2017 to 2019, where he focused on various legal issues related to investment management.
Experience at TD Ameritrade
Brad Gude began his career as a Trade Analyst at TD Ameritrade, where he worked for one year from 1999 to 2000. In this role, he was involved in analyzing trade activities and providing insights to improve trading operations. This experience laid the foundation for his subsequent career in investment management and regulation.
Educational Background in Law
Brad Gude earned his Juris Doctor (JD) degree from The Catholic University of America, where he studied law from 2000 to 2003. This education equipped him with the legal knowledge necessary for his roles in investment management and regulatory compliance.
Undergraduate Education in English
Brad Gude completed his Bachelor of Arts (BA) in English Language and Literature at Creighton University from 1994 to 1998. This background in the humanities provided him with strong communication skills, which are essential in his legal and regulatory work.