Caitlin Olund
About Caitlin Olund
Caitlin Olund is a Securities Compliance Examiner at the U.S. Securities and Exchange Commission in New York, NY, where she has worked since 2016. She holds an MBA from Georgian Court College and a Bachelor of Business Administration in Finance from James Madison University.
Work at U.S. Securities and Exchange Commission
Caitlin Olund has served as a Securities Compliance Examiner at the U.S. Securities and Exchange Commission (SEC) since 2016. In this role, she is responsible for ensuring compliance with federal securities laws and regulations. Based in New York, NY, she has contributed to the SEC's mission of protecting investors and maintaining fair, orderly, and efficient markets.
Education and Expertise
Caitlin Olund holds a Master of Business Administration (MBA) with a concentration in Management from Georgian Court College, where she studied from 2007 to 2012. She also earned a Bachelor of Business Administration in Finance from James Madison University, completing her studies from 2002 to 2006. Her educational background provides her with a strong foundation in business and finance, essential for her role in securities compliance.
Previous Experience in Compliance
Before joining the SEC, Caitlin Olund worked as a Compliance Examiner III at FINRA from 2007 to 2012. In this position, she focused on regulatory compliance within the financial industry. Additionally, she served as Vice President of Compliance at Pershing LLC from 2012 to 2015, where she oversaw compliance operations. Her experience in these roles has equipped her with extensive knowledge of compliance standards and practices.
Early Career as Budget Analyst
Caitlin Olund began her career as a Budget Analyst at the Department of the Navy, where she worked from 2006 to 2007. This role involved analyzing and managing budgetary allocations, providing her with valuable experience in financial oversight and analysis. Her early career laid the groundwork for her subsequent roles in compliance and finance.