Carlos Vasquez
About Carlos Vasquez
Carlos Vasquez serves as the Assistant Regional Director for Operations at the U.S. Securities and Exchange Commission, a position he has held since 2022. With over two decades of experience in legal and regulatory roles, he has previously worked as Supervising Counsel for Outreach and Intake and held various associate positions at prominent law firms.
Current Role at U.S. Securities and Exchange Commission
Carlos Vasquez serves as the Assistant Regional Director for Operations at the U.S. Securities and Exchange Commission (SEC) in the San Francisco Bay Area. He has held this position since 2022, contributing to the operational management and oversight of the SEC's regional activities. His role involves ensuring compliance with securities laws and regulations while enhancing the agency's outreach and operational effectiveness.
Previous Experience at U.S. Securities and Exchange Commission
Prior to his current role, Carlos Vasquez worked at the U.S. Securities and Exchange Commission in various capacities. He served as Supervising Counsel for Outreach and Intake from 2009 to 2022, where he focused on stakeholder engagement and public education. Additionally, he was a Staff Attorney from 2003 to 2007, providing legal support and guidance on regulatory matters.
Legal Career at Law Firms
Carlos Vasquez has a background in private practice, having worked as an Associate at Proskauer Rose LLP from 1994 to 1997 in the Greater New York City Area. He later joined Morrison & Foerster LLP, where he worked as an Associate from 1997 to 2003 in the San Francisco Bay Area. His experience in these firms provided him with a strong foundation in legal practice and regulatory compliance.
Educational Background
Carlos Vasquez earned a Bachelor’s degree in Political Science and Government from The University of Texas at Austin, where he studied from 1988 to 1991. He furthered his education at Harvard Law School, obtaining a Doctor of Law (J.D.) degree from 1991 to 1994. His academic background has equipped him with the knowledge and skills necessary for his roles in law and regulatory affairs.