Christian L. Broadbent
About Christian L. Broadbent
Christian L. Broadbent serves as Senior Special Counsel in the Division of Investment Management at the U.S. Securities and Exchange Commission, where he has worked since 2017. He has extensive experience in investment management law and has held various roles within the SEC, including Senior Advisor to the Chairman and Chief Counsel of the Office of Credit Ratings.
Current Role at U.S. Securities and Exchange Commission
Christian L. Broadbent serves as Senior Special Counsel in the Division of Investment Management at the U.S. Securities and Exchange Commission (SEC) since 2017. In this role, he provides legal guidance and policy advice on matters related to investment management. His expertise contributes to the SEC's mission of protecting investors and maintaining fair, orderly, and efficient markets.
Previous Experience at U.S. Securities and Exchange Commission
Broadbent has held multiple positions at the SEC. He served as Senior Advisor to the Chairman from 2012 to 2013, focusing on enforcement, investment management, and administrative law. He was Chief Counsel in the Office of Credit Ratings from 2013 to 2017, where he provided legal and policy advice to various SEC divisions and the Federal Housing Finance Agency.
Educational Background
Broadbent earned a Bachelor of Science degree in Economics and International Business, graduating summa cum laude from Arizona State University from 1992 to 1996. He then attended Duke University, where he obtained a Juris Doctor degree, graduating cum laude, and a Master of Laws in International and Comparative Law from 1996 to 1999. He also studied at The University of Hong Kong for 11 months in 1997.
Professional Affiliations and Awards
Broadbent has received several awards, including the Charles S. Murphy Award for Achievement in Civic Service and the SEC’s Manuel F. Cohen Award for Outstanding Younger Lawyer. He is actively involved in professional organizations, serving on the board of the Duke University Law Alumni Association and as a member of Duke University’s Barrister and Cornerstone Societies.
Legal Practice and Language Proficiency
Broadbent is admitted to practice law in the District of Columbia and Arizona. He is proficient in Portuguese, which enhances his ability to engage in diverse legal environments and communicate effectively with a broader range of stakeholders.