Dan De Waal
About Dan De Waal
Dan De Waal is a Technology Controls Program Specialist at the U.S. Securities and Exchange Commission, with a notable background in cybersecurity and financial services. He has held leadership roles in various organizations, including Chairman of the ChicagoFIRST Board of Directors and Chief Security Officer at OCC.
Current Role at U.S. Securities and Exchange Commission
Dan De Waal has been serving as a Technology Controls Program Specialist at the U.S. Securities and Exchange Commission since 2016. In this role, he focuses on enhancing technology controls within the regulatory framework. His position involves ensuring compliance with security protocols and contributing to the overall integrity of financial systems.
Previous Experience at OCC
Prior to his current role, Dan De Waal worked at the Options Clearing Corporation (OCC) as Chief Security Officer from 1998 to 2016. During his 18 years at OCC, he was responsible for overseeing security measures and implementing strategies to protect the organization’s assets and information.
Leadership at ChicagoFIRST
Dan De Waal held the position of Chairman of the ChicagoFIRST Board of Directors. He was actively involved with ChicagoFIRST from 2003 to 2016, serving as both a Member and Director. His leadership contributed to the organization's mission of enhancing the security and resilience of the financial services sector.
Education and Expertise
Dan De Waal studied at The Wharton School, where he completed the Securities Industry Institute program from 2010 to 2013. He also earned a Bachelor’s Degree with Distinction in Electronics/Management from Southern Illinois University, Carbondale. His educational background supports his expertise in technology controls and security within the financial sector.
Military Service and Cybersecurity Leadership
Dan De Waal served in the U.S. Army for twenty-two years, where he held various roles, including Cryptographic Systems Installation Team Chief and Communications Security Officer. He led initiatives at the U.S. Army Signal Center Directorate of Combat Developments to establish doctrine and training for cyber security and information warfare, showcasing his leadership in the field.