Dave Fultz, Cissp, Ccsp, Cisa
About Dave Fultz, Cissp, Ccsp, Cisa
Dave Fultz is a Private Funds Unit Examiner at the U.S. Securities and Exchange Commission, with a diverse background in military service and regulatory compliance. He holds multiple degrees, including a Master of Arts in Public Policy from the University of Chicago and a Certificate in Securities & Financial Regulation from Georgetown University Law Center.
Work at U.S. Securities and Exchange Commission
Dave Fultz has held multiple roles at the U.S. Securities and Exchange Commission (SEC). He began as a Presidential Management Fellow from 2014 to 2015, where he gained experience in regulatory practices. Following this, he served as a Securities Compliance Examiner from 2015 to 2022, focusing on compliance issues within the securities industry. In 2022, he transitioned to his current position as a Private Funds Unit Examiner, where he continues to oversee and examine private fund compliance.
Education and Expertise
Dave Fultz has a diverse educational background. He earned a Bachelor of Science in Psychology from the United States Military Academy at West Point from 1999 to 2003. He then pursued a Master of Arts in Organizational Leadership at Gonzaga University from 2006 to 2008. Fultz furthered his education with a Master of Arts in Public Policy from the University of Chicago from 2011 to 2012. Additionally, he completed a Certificate in Securities & Financial Regulation at Georgetown University Law Center from 2014 to 2016.
Background in Military Service
Dave Fultz served in the U.S. Army, where he held the rank of Lieutenant and later Captain in the 173rd Airborne Brigade Combat Team. His military service spanned from 2003 to 2008, during which he was stationed in Vicenza, Italy, and deployed to Afghanistan. His experiences in the military provided him with leadership skills and operational expertise that he later applied in his civilian career.
Previous Professional Experience
Prior to his current role at the SEC, Dave Fultz worked in various positions that contributed to his professional development. He was an Information Operations Planner at JB Management from 2009 to 2014 in the Washington D.C. Metro Area. He also briefly worked as a Business Consultant at Deloitte in 2009. These roles allowed him to gain insights into organizational operations and strategic planning.