David Liu
About David Liu
David Liu serves as Special Counsel in the Division of Trading & Markets at the U.S. Securities and Exchange Commission, a position he has held since 2004. He has a diverse educational background, including degrees from Yale University, Columbia University School of Law, and Columbia Business School.
Current Role at U.S. Securities and Exchange Commission
David Liu serves as Special Counsel in the Division of Trading & Markets at the U.S. Securities and Exchange Commission. He has held this position since 2004, contributing to regulatory oversight and policy development in the trading and markets sector. His role involves advising on legal matters related to securities trading, compliance, and market structure. Liu's expertise supports the SEC's mission to protect investors and maintain fair, orderly, and efficient markets.
Previous Experience at American Express
Before joining the SEC, David Liu worked at American Express as a Manager in Customer Information Management from 1996 to 1998. In this role, he focused on managing customer data and information systems, contributing to the company's efforts in enhancing customer service and operational efficiency. His experience at American Express provided him with a solid foundation in customer relations and data management.
Educational Background
David Liu has a robust educational background. He studied at Hunter College High School from 1985 to 1991. He then attended Yale University, where he earned a Bachelor of Arts degree from 1991 to 1996. Liu pursued further education at Columbia University School of Law, obtaining a Juris Doctor degree from 1998 to 2002. Additionally, he completed a Master of Business Administration at Columbia University - Columbia Business School from 2000 to 2002. Liu also spent a year studying at Nanjing University from 1994 to 1995.
Experience at Skadden, Arps, Slate, Meagher & Flom LLP
David Liu worked as an Associate in Corporate and Securities at Skadden, Arps, Slate, Meagher & Flom LLP and Affiliates from 2002 to 2004. During his tenure, he focused on corporate law and securities regulation, gaining valuable experience in legal practices related to corporate transactions and compliance. This role further developed his expertise in the legal aspects of trading and markets.