Demetri Lambros
About Demetri Lambros
Demetri Lambros serves as a Supervisory Attorney (Exam Manager) at the U.S. Securities and Exchange Commission, a position he has held since 2020. He has a background in law and business, with previous roles at Loop Capital Markets, the Financial Industry Regulatory Authority, and the U.S. Securities and Exchange Commission.
Current Role at U.S. Securities and Exchange Commission
Demetri Lambros currently serves as Supervisory Attorney (Exam Manager) at the U.S. Securities and Exchange Commission (SEC). He has held this position since 2020, contributing to regulatory oversight and compliance within the financial sector. His role involves managing examinations and ensuring adherence to securities laws and regulations, which is crucial for maintaining market integrity.
Previous Experience at U.S. Securities and Exchange Commission
Prior to his current role, Demetri Lambros worked as an Attorney-Adviser at the U.S. Securities and Exchange Commission from 2015 to 2020. In this capacity, he provided legal guidance on regulatory matters and supported the enforcement of securities laws. His experience at the SEC has equipped him with extensive knowledge of compliance and regulatory frameworks.
Experience at Financial Industry Regulatory Authority
Demetri Lambros worked as a Compliance Examiner at the Financial Industry Regulatory Authority (FINRA) from 2013 to 2014. During his tenure in the Greater Chicago Area, he focused on examining broker-dealer compliance with industry regulations. This role provided him with valuable insights into the operational aspects of financial institutions.
Education and Expertise
Demetri Lambros holds a Master's degree in Business Administration from the Loyola University Chicago Graduate School of Business, where he studied from 2011 to 2013. He also earned his Juris Doctor from the Loyola University Chicago School of Law, completing his studies there from 2010 to 2012. His educational background provides a strong foundation in both business and legal principles, enhancing his expertise in compliance and regulatory matters.
Early Career at Loop Capital Markets
Before his extensive experience in regulatory roles, Demetri Lambros worked as a Compliance Associate at Loop Capital Markets for nine months in 2014 to 2015. This position allowed him to gain practical experience in compliance processes within a financial services firm, contributing to his understanding of the industry's regulatory landscape.