Eric Morales
About Eric Morales
Eric Morales serves as Senior Counsel at the U.S. Securities and Exchange Commission in Miami, a position he has held since 2016. He has extensive legal experience, including roles at the U.S. Department of Justice and the New York County District Attorney's Office.
Work at U.S. Securities and Exchange Commission
Eric Morales has served as Senior Counsel at the U.S. Securities and Exchange Commission (SEC) since 2016. In this role, he is involved in federal district court litigation aimed at enforcing securities laws against corporate entities. His responsibilities include utilizing Bank Secrecy Act reports as part of evidence collection in securities fraud investigations. Morales operates out of the SEC's Miami office, contributing his extensive legal expertise to the agency's mission of protecting investors and maintaining fair, orderly, and efficient markets.
Previous Experience at U.S. Department of Justice
Before joining the SEC, Eric Morales had a lengthy tenure at the U.S. Department of Justice (DOJ). He worked as a Regional Legal Advisor for Central America in San Salvador from 2010 to 2011. Additionally, he served as an Assistant U.S. Attorney from 2004 to 2023, and as a Trial Attorney from 2000 to 2004. His experience at the DOJ included coordinating investigations with international banking authorities to gather evidence for securities fraud cases, highlighting his focus on complex legal issues and international cooperation.
Legal Career at New York County District Attorney's Office
Eric Morales began his legal career at the New York County District Attorney's Office, where he worked as an Assistant District Attorney from 1994 to 2000. During his six years in this role, he gained valuable experience in criminal prosecution, which laid the foundation for his subsequent positions in federal law enforcement and securities regulation.
Education and Expertise
Eric Morales holds a Bachelor of Arts degree in Latin American Studies from The University of Texas at Austin, where he studied from 1988 to 1991. He later earned his Juris Doctor from Columbia Law School, completing his studies from 1991 to 1994. His educational background provides him with a strong foundation in both legal principles and regional studies, enhancing his capabilities in legal practice, particularly in contexts involving international law and securities regulation.