Hoi Poon
About Hoi Poon
Hoi Poon is a Securities Compliance Examiner at the U.S. Securities and Exchange Commission, a position he has held since 2013. He has a background in finance, having worked at HSBC and Goldman Sachs prior to his current role.
Work at U.S. Securities and Exchange Commission
Hoi Poon has served as a Securities Compliance Examiner at the U.S. Securities and Exchange Commission since 2013. In this role, Poon is responsible for ensuring compliance with federal securities laws and regulations. The position involves reviewing filings, conducting examinations, and assessing the practices of registered entities to protect investors and maintain fair markets.
Previous Experience in Finance
Before joining the U.S. Securities and Exchange Commission, Hoi Poon accumulated extensive experience in the finance sector. Poon worked at HSBC as a Private Equity Fund Accountant from 2007 to 2012. Prior to that, Poon was employed at Goldman Sachs, where roles included Fixed Income Pricing Analyst from 2004 to 2006 and NYSE Specialist Trading Assistant from 2006 to 2007.
Education and Expertise
Hoi Poon holds a Bachelor of Science degree from St. John's University, which was completed from 1999 to 2003. Poon furthered education by obtaining a Master of Science degree from the same institution, graduating in 2011. This academic background provides a strong foundation in finance and compliance, supporting Poon's professional roles in the securities industry.
Career Timeline
Hoi Poon's career in finance spans over a decade, beginning with a role at Goldman Sachs as a Fixed Income Pricing Analyst from 2004 to 2006. Poon then transitioned to a position as NYSE Specialist Trading Assistant until 2007. Following this, Poon worked at HSBC as a Private Equity Fund Accountant for five years before joining the U.S. Securities and Exchange Commission in 2013.